-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N5XUdi05eiIfRAdyedhRYhi3Ywlpck0a1IkgvT3ePqvrCKVCB8RIYshiOus4rdCX Lf5P3OVHa5Cccdn8LZqvbA== 0000950134-08-021148.txt : 20081124 0000950134-08-021148.hdr.sgml : 20081124 20081124171847 ACCESSION NUMBER: 0000950134-08-021148 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081124 DATE AS OF CHANGE: 20081124 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STERLING BANCSHARES INC CENTRAL INDEX KEY: 0000891098 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 742175590 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-53025 FILM NUMBER: 081211294 BUSINESS ADDRESS: STREET 1: 2550 N. LOOP WEST STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77092 BUSINESS PHONE: 7134668300 MAIL ADDRESS: STREET 1: 2550 N. LOOP WEST STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77092 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TAC Capital LLC CENTRAL INDEX KEY: 0001450504 IRS NUMBER: 510403051 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1111 BRIARCREST DRIVE STREET 2: SUITE 300 CITY: BRYAN STATE: TX ZIP: 77802 BUSINESS PHONE: 979-776-1111 MAIL ADDRESS: STREET 1: 1111 BRIARCREST DRIVE STREET 2: SUITE 300 CITY: BRYAN STATE: TX ZIP: 77802 SC 13G 1 d65390sc13g.htm SCHEDULE 13G sc13g
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
STERLING BANCSHARES, INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
858907108
(CUSIP Number)
November 17, 2008
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
  o   Rule 13d-1(b)
 
  þ   Rule 13d-1(c)
 
  o   Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 


 

                     
CUSIP No.
 
858907108 
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only).

TAC Capital LLC
I.R.S. Identification No. 51-0403051
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   4,701,542
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   4,701,542
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  4,701,542
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  6.4%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO (Limited Liability Company)


 

Item 1.
  (a)   Name of Issuer
 
      Sterling Bancshares, Inc.
 
  (b)   Address of Issuer’s Principal Executive Offices
2550 North Loop West
Suite 600
Houston, Texas 77092
Item 2.
  (a)   Names of Persons Filing
 
      TAC Capital LLC
 
  (b)   Address of Principal Business Office or, if none, Residence
       
  1111 Briarcrest Drive, Suite 300   103 Foulk Road, Suite 202
  Bryan, Texas 77802   Wilmington, Delaware 19803
  (c)   Citizenship
 
      Delaware
 
  (d)   Title of Class of Securities
 
      Common Stock
 
  (e)   CUSIP No.
 
      858907108
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
               Not Applicable.

 


 

Item 4.   Ownership
     Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
  (a)   Amount Beneficially Owned: 4,701,542 shares
 
  (b)   Percent of Class: 6.4% (based upon 73,221,705 shares outstanding as of November 1, 2008, as reported with the Securities and Exchange Commission on Form 10-Q for the quarterly period ended September 30, 2008)
 
  (c)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote: 4,701,542 shares
 
  (ii)   Shared power to vote or to direct the vote: 0
 
  (iii)   Sole power to dispose or to direct the disposition of: 4,701,542 shares
 
  (iv)   Shared power to dispose or to direct the disposition of: 0
Item 5.   Ownership of Five Percent or Less of a Class
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
               Not Applicable.
Item 6.   Ownership of More than Five Percent on Behalf of Another Person
               Not Applicable.
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
               Not Applicable.
Item 8.   Identification and Classification of Members of the Group
               Not Applicable.
Item 9.   Notice of Dissolution of Group
               Not Applicable.
Item 10.   Certification

 


 

          (b) By signing below the undersigned certifies that, to the best of the undersigned’s knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
             
Dated: November 24, 2008   TAC Capital LLC    
 
           
 
  By:
Name:
  /s/ James L. Wolfe
 
James L. Wolfe
   
 
  Title:   Vice President    

 

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